Our newsletter is published at the beginning of the month. Here are your headlines from the month of August.
 
 
 
 
 
Solomon Exam Prep Updates
 
 
 
 

"I paid for the best package (Series 63 Total Study Package), and it was well worth the money! I would use it again!"
- Greg Hensley
 
 
 
 
 

Question: Upon the death of an account holder, all of the following documents are necessary in order to release the assets of the decedent EXCEPT:

Answers:
A. Certified copy of the death certificate
B. Certified copy of the will and testament
C. Inheritance tax waivers
D. Letters testamentary

Correct Answer: B. Certified copy of the will and testament

Rationale: All of these documents are necessary except for a copy of the will. The letters of testamentary suffice in this capacity.

Congratulations Sakisha J., this month's Study Question of the Month winner!

 
 
 
 
 

Solomon Exam Prep is excited to announce the launch of the Solomon Exam Prep study program for the Financial Industry Regulatory Authority’s (FINRA) Series 26 Investment Company and Variable Contracts Products Principal Examination (http://www.finra.org/industry/series26). Solomon Exam Prep’s study program consists of an Exam Study Guide, Online Exam Simulator, and Audiobook.
 
 
 
 
 

EMMA, the Electronic Municipal Market Access website, now allows issuers to voluntarily share bank loan disclosure information online.
 
 
 
 
 

The Municipal Advisor Representative Qualification Exam (Series 50) is designed to test the minimum standards required of municipal advisor representatives and municipal advisor principals, two new classifications created when the MSRB revised Rule G-3 to meet the requirements of the Dodd-Frank Wall Street Reform and Consumer Protection Act.  The exam covers basic knowledge of the internal workings and regulations of the municipal advisory system.  The MSRB intends to develop an additional exam for municipal advisor principals, but as of this writing no further information about the principal-level examination has been released.
 
 
 
 
 
FINRA, NASAA & MSRB Updates
 
 
 
 
July 30, 2015

August 3, 2015

August 5, 2015


August 6, 2015

August 12, 2015
 
 
 
 
 
SEC Updates
 
 
 
 
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Solomon Exam Prep
6750 SW Franklin Street, Suite A
Portland, OR 97223
(503) 601-0212
info@solomonexamprep.com
Office Hours: Monday - Friday: 8:00 AM to 4:30 PM (Pacific Time)
 
 
        
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