Our newsletter is published at the beginning of the month. Here are your headlines from the month of October.
 
 
 
 
 
Solomon Exam Prep Updates
 
 
 
 
Attending the NSCP Conference this week? Stop by and see us at booth #9.
 
 
 
 
 

"I passed the Series 66 with an 82 after just a few weeks of serious studying, thanks to the Solomon Online Exam Simulator and study calendar!

I would (and do) recommend Solomon Exam Prep to everyone!"
- Janie R.
 
 
 
 
 

Question: The interest rate on a SLGS certificate or bond can never fall below:

Answers:
A. The Treasury rate
B. One basis point above the Treasury rate
C. One basis point below the Treasury rate
D. Zero

Correct Answer: D. Zero

Rationale: The SLGS interest rate is always one basis point below the Treasury security that has a comparable maturity, unless the Treasury rate itself equals zero, which is the floor below which the interest rate on a SLGS cannot go. In this case the Treasury rate and the SLGS rate will be equal.

*Check our news feed for next month's Study Question and remember to submit your answer to info@solomonexamprep.com to be entered to win a $10 Starbucks gift card.
 
 
 
 
 

FINRA Rule 2040 became effective August 24, 2015.  It replaces NASD Rules 2420 and 1060(b).  This change affects the Series 6, 7, 24, 26, 27, 28, 62, and 82 exams.
FINRA Rule 2040 explains that an entity must register as a broker-dealer in order to receive commissions and fees for a securities transaction, unless it is a transaction that does not require registration.
 
 
 
 
 

Solomon Exam Prep constantly strives to produce the most up-to-date materials in order to give our students the best chance of passing their exam on the first try. Thus, we are proud to announce a new 2nd edition of our Solomon Exam Prep Guide to the Series 66 Uniform Combined State Law Examination. he second edition of the Solomon Series 66 Exam Study Guide includes more examples, visuals and practice questions, as well as additional information...
 
 
 
 
 

The securities world is constantly changing, and Solomon Exam Prep works to provide you with the most accurate and up-to-date exam materials on the market.  Our brand new 2nd edition of The Solomon Exam Prep Guide to the Series 82 Limited Representative – Private Securities Offerings Representative Exam features 100 new practice questions, new visuals and examples, and expanded material on subjects throughout the book...
 
 
 
 
 
Check out a sample of our Series 99 Video Lecture
 
 
 
 
 
FINRA, NASAA & MSRB Updates
 
 
 
 
September 29, 2015

September 30, 2015

October 5, 2015

October 7, 2015

October 8, 2015

October 13, 2015

October 20, 2015

October 26, 2015

 
 
 
 
 
Other News
 
 
 
 
October 4, 2015

October 14, 2015

October 13, 2015

October 16, 2015
October 22, 2015

October 30, 2015
 
 
 
 
 
SEC Updates
 
 
 
 
October 5, 2015

October 5, 2015

October 5, 2015

October 5, 2015

October 5, 2015

October 8, 2015

October 8, 2015

October 13, 2015

October 14, 2015

October 15, 2015

October 16, 2015

October 19, 2015

October 19, 2015

October 20, 2015

October 21, 2015

October 22, 2015

October 26, 2015

October 27, 2015

October 28, 2015

October 30, 2015
 
 
 
 
 
Solomon Exam Prep
6750 SW Franklin Street, Suite A
Portland, OR 97223
(503) 601-0212
info@solomonexamprep.com
Office Hours: Monday - Friday: 8:00 AM to 4:30 PM (Pacific Time)
 
 
        
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